SEC Form 144

Our **Form 144 dataset** provides a robust and comprehensive view of restricted and control securities sales as filed under Rule 144 of the Securities Act of 1933. Leveraging this dataset, users can gain actionable insights into insider transactions, market behavior, and regulatory compliance, making it an invaluable resource for quantitative hedge fund managers, financial analysts, and institutional investors. This dataset includes Form 144 filings made through the **EDGAR system** or submitted via email, covering transactions filed from **March 21, 1996,** to the present. It encompasses both intentions to sell and past selling activities within the preceding three months, enabling users to monitor compliance, detect patterns, and enhance trading strategies. **Key Features** 1. **Historical Depth:** Data coverage starting from 1996 ensures rich historical context for trend analysis. 2. **Regulatory Compliance Monitoring:** Includes details on minimum holding periods, quantity restrictions, public disclosures, and electronic filing compliance. 3. **Granular Insights:** Captures the identity of affiliates, transaction details, issuer information, and filing timelines. 4. **Real-Time Access:** Updated as new filings occur, allowing immediate access to market-relevant information. <p><br/></p> **Main Tables** - ACQUISITION_STATE - AFFILIATE_STATE - FILING_STATE - INTENTION_STATE - ISSUER_STATE **Example Fields Included** - Acquisition ID - Acquisition Date - Affiliate ID - CIK Number - Intention ID - Sale Date - Market Val - Issuer ID - CUSIP

搜集汇总

背景与挑战

背景概述

SEC Form 144数据集涵盖了1996年至今通过EDGAR系统或电子邮件提交的Form 144文件，提供受限和控制证券销售的全面视图。它支持用户监控监管合规、分析内幕交易和市场行为，并实时更新数据，服务于量化对冲基金经理、金融分析师等专业人士。